A guide to policy analysis as a research method

Affiliations.

  • 1 Department of Public Health, School of Psychology and Public Health, Latrobe University, Bundoora, Victoria, Australia.
  • 2 Department of Global, Urban and Social Studies, RMIT University, 124 La Trobe Street, Melbourne, Victoria, Australia.
  • 3 Department of Social Sciences, Faculty of Health, Arts and Design, Swinburne University, 24 Wakefield Street, Hawthorn, Victoria, Australia.
  • 4 Department of Nutrition Dietetics and Food, Monash University, Level 1, 264 Ferntree Gully Road, Notting Hill, Victoria, Australia.
  • PMID: 30101276
  • DOI: 10.1093/heapro/day052

Policy analysis provides a way for understanding how and why governments enact certain policies, and their effects. Public health policy research is limited and lacks theoretical underpinnings. This article aims to describe and critique different approaches to policy analysis thus providing direction for undertaking policy analysis in the field of health promotion. Through the use of an illustrative example in nutrition it aims to illustrate the different approaches. Three broad orientations to policy analysis are outlined: (i) Traditional approaches aim to identify the 'best' solution, through undertaking objective analyses of possible solutions. (ii) Mainstream approaches focus on the interaction of policy actors in policymaking. (iii) Interpretive approaches examine the framing and representation of problems and how policies reflect the social construction of 'problems'. Policy analysis may assist understanding of how and why policies to improve nutrition are enacted (or rejected) and may inform practitioners in their advocacy. As such, policy analysis provides researchers with a powerful tool to understand the use of research evidence in policymaking and generate a heightened understanding of the values, interests and political contexts underpinning policy decisions. Such methods may enable more effective advocacy for policies that can lead to improvements in health.

Keywords: interpretive policy analysis; mainstream policy analysis; nutrition; public health; sugar sweetened beverage tax.

© The Author(s) 2018. Published by Oxford University Press. All rights reserved. For permissions, please email: [email protected].

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Article Contents

  • THE ROLE OF POLICY ANALYSIS IN HEALTH PROMOTION
  • ORIENTATIONS AND APPROACHES TO POLICY ANALYSIS
  • ILLUSTRATIVE EXAMPLES OF RUDIMENTARY THEORY-BASED POLICY ANALYSIS
  • AUTHORS’ CONTRIBUTIONS
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A guide to policy analysis as a research method

Jennifer Browne and Brian Coffey are Joint first authors.

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Jennifer Browne, Brian Coffey, Kay Cook, Sarah Meiklejohn, Claire Palermo, A guide to policy analysis as a research method, Health Promotion International , Volume 34, Issue 5, October 2019, Pages 1032–1044, https://doi.org/10.1093/heapro/day052

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Policy analysis provides a way for understanding how and why governments enact certain policies, and their effects. Public health policy research is limited and lacks theoretical underpinnings. This article aims to describe and critique different approaches to policy analysis thus providing direction for undertaking policy analysis in the field of health promotion. Through the use of an illustrative example in nutrition it aims to illustrate the different approaches. Three broad orientations to policy analysis are outlined: (i) Traditional approaches aim to identify the ‘best’ solution, through undertaking objective analyses of possible solutions. (ii) Mainstream approaches focus on the interaction of policy actors in policymaking. (iii) Interpretive approaches examine the framing and representation of problems and how policies reflect the social construction of ‘problems’. Policy analysis may assist understanding of how and why policies to improve nutrition are enacted (or rejected) and may inform practitioners in their advocacy. As such, policy analysis provides researchers with a powerful tool to understand the use of research evidence in policymaking and generate a heightened understanding of the values, interests and political contexts underpinning policy decisions. Such methods may enable more effective advocacy for policies that can lead to improvements in health.

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A guide to policy analysis as a research method

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Research output : Contribution to journal › Article › Research › peer-review

Policy analysis provides a way for understanding how and why governments enact certain policies, and their effects. Public health policy research is limited and lacks theoretical underpinnings. This article aims to describe and critique different approaches to policy analysis thus providing direction for undertaking policy analysis in the field of health promotion. Through the use of an illustrative example in nutrition it aims to illustrate the different approaches. Three broad orientations to policy analysis are outlined: (i) Traditional approaches aim to identify the 'best' solution, through undertaking objective analyses of possible solutions. (ii) Mainstream approaches focus on the interaction of policy actors in policymaking. (iii) Interpretive approaches examine the framing and representation of problems and how policies reflect the social construction of 'problems'. Policy analysis may assist understanding of how and why policies to improve nutrition are enacted (or rejected) and may inform practitioners in their advocacy. As such, policy analysis provides researchers with a powerful tool to understand the use of research evidence in policymaking and generate a heightened understanding of the values, interests and political contexts underpinning policy decisions. Such methods may enable more effective advocacy for policies that can lead to improvements in health.

  • interpretive policy analysis
  • mainstream policy analysis
  • public health
  • sugar sweetened beverage tax

This output contributes to the following UN Sustainable Development Goals (SDGs)

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  • 10.1093/heapro/day052

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  • Link to publication in Scopus

T1 - A guide to policy analysis as a research method

AU - Browne, Jennifer

AU - Coffey, Brian

AU - Cook, Kay

AU - Meiklejohn, Sarah

AU - Palermo, Claire

PY - 2019/10

Y1 - 2019/10

N2 - Policy analysis provides a way for understanding how and why governments enact certain policies, and their effects. Public health policy research is limited and lacks theoretical underpinnings. This article aims to describe and critique different approaches to policy analysis thus providing direction for undertaking policy analysis in the field of health promotion. Through the use of an illustrative example in nutrition it aims to illustrate the different approaches. Three broad orientations to policy analysis are outlined: (i) Traditional approaches aim to identify the 'best' solution, through undertaking objective analyses of possible solutions. (ii) Mainstream approaches focus on the interaction of policy actors in policymaking. (iii) Interpretive approaches examine the framing and representation of problems and how policies reflect the social construction of 'problems'. Policy analysis may assist understanding of how and why policies to improve nutrition are enacted (or rejected) and may inform practitioners in their advocacy. As such, policy analysis provides researchers with a powerful tool to understand the use of research evidence in policymaking and generate a heightened understanding of the values, interests and political contexts underpinning policy decisions. Such methods may enable more effective advocacy for policies that can lead to improvements in health.

AB - Policy analysis provides a way for understanding how and why governments enact certain policies, and their effects. Public health policy research is limited and lacks theoretical underpinnings. This article aims to describe and critique different approaches to policy analysis thus providing direction for undertaking policy analysis in the field of health promotion. Through the use of an illustrative example in nutrition it aims to illustrate the different approaches. Three broad orientations to policy analysis are outlined: (i) Traditional approaches aim to identify the 'best' solution, through undertaking objective analyses of possible solutions. (ii) Mainstream approaches focus on the interaction of policy actors in policymaking. (iii) Interpretive approaches examine the framing and representation of problems and how policies reflect the social construction of 'problems'. Policy analysis may assist understanding of how and why policies to improve nutrition are enacted (or rejected) and may inform practitioners in their advocacy. As such, policy analysis provides researchers with a powerful tool to understand the use of research evidence in policymaking and generate a heightened understanding of the values, interests and political contexts underpinning policy decisions. Such methods may enable more effective advocacy for policies that can lead to improvements in health.

KW - interpretive policy analysis

KW - mainstream policy analysis

KW - nutrition

KW - public health

KW - sugar sweetened beverage tax

UR - http://www.scopus.com/inward/record.url?scp=85074379871&partnerID=8YFLogxK

U2 - 10.1093/heapro/day052

DO - 10.1093/heapro/day052

M3 - Article

C2 - 30101276

AN - SCOPUS:85074379871

SN - 0957-4824

JO - Health Promotion International

JF - Health Promotion International

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Better Thesis

  • Getting started
  • Criteria for a problem formulation
  • Find who and what you are looking for
  • Too broad, too narrow, or o.k.?
  • Test your knowledge
  • Lesson 5: Meeting your supervisor
  • Getting started: summary
  • Literature search
  • Searching for articles
  • Searching for Data
  • Databases provided by your library
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  • Free text, truncating and exact phrase
  • Combining search terms – Boolean operators
  • Keep track of your search strategies
  • Problems finding your search terms?
  • Different sources, different evaluations
  • Extract by relevance
  • Lesson 4: Obtaining literature
  • Literature search: summary
  • Research methods
  • Combining qualitative and quantitative methods
  • Collecting data
  • Analysing data
  • Strengths and limitations
  • Explanatory, analytical and experimental studies
  • The Nature of Secondary Data
  • How to Conduct a Systematic Review
  • Directional Policy Research
  • Strategic Policy Research
  • Operational Policy Research
  • Conducting Research Evaluation
  • Research Methods: Summary
  • Project management
  • Project budgeting
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  • Quality Control
  • Project control
  • Project management: Summary
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  • Use citations correctly
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Lesson 4: Policy Research

Policy research can be either a field study (primary research) or a desk study (secondary research) or both. Generally, there are two types of policy research:

  • Policy Analysis – This includes a ‘best choice of comparison’ of various policies, procedures, and strategies for the purposes of choosing the most suitable one. This method of evaluation is often used in policy formulation and when defining implementation processes and strategies.
  • Policy Evaluation – Research methods are employed to determine the impact of a particular policy, program or procedure. Research assessment is introduced after the implementation of the policy or program and used to evaluate success and correct course if necessary.

Conducting Policy Analysis

Policy analysis is most commonly used when formulating policy or designing an implementation strategy. Policy analysis takes place before program implementation or as part of a policy redesign. When conducting policy analysis it is important to understand what level of policy is being designed and implemented. In general, there are three levesl of policy:

Learn more about the different policies in the following.

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How to Write a Policy Analysis Paper in 6 Easy Steps (+Examples)

how to do a policy analysis dissertation

Working on a policy analysis paper is both challenging and fulfilling. In this article, we'll guide you through the process, whether you're new to the field or experienced. Understanding how policies are made, evaluated, and recommended is crucial for making a difference in public discussions and decisions. We'll cover everything from defining your goals to researching thoroughly, analyzing data, and presenting persuasive arguments. By following these steps, you'll be able to communicate your ideas effectively, shape procedure debates, and contribute to positive changes in society. Should you need more hands-on aid with the assignment, hire a college essay writer for the maximum result.

What Is a Policy Analysis Paper

A policy analysis essay definition is a comprehensive examination and evaluation of a particular policy or set of policies within a given context. It involves analyzing the rationale behind the system, its objectives, implementation strategies, and its intended and unintended consequences. This type of paper aims to provide insights into the effectiveness, efficiency, equity, and feasibility of the approach, often considering various perspectives, stakeholders, and alternatives. Through rigorous research, data analysis, and critical reasoning, procedure analysis papers aim to inform decision-makers, scholars, and the public about the strengths and weaknesses of existing policies and propose recommendations for improvement or alternative courses of action.

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Policy Analysis Paper Purpose

The purpose of a policy analysis paper is to critically assess a specific procedure or set of policies in order to provide valuable insights into its effectiveness, implications, and potential areas for improvement. By examining the underlying rationale, objectives, and outcomes of the implementation, this type of paper aims to inform decision-makers, stakeholders, and the public about its strengths, weaknesses, and impacts on society. 

Students are writing a policy analysis paper in college for several reasons. Firstly, it allows them to develop critical thinking and analytical skills by evaluating real-world policies and their implications. Additionally, it helps students understand the complexities of policy-making processes and how policies impact various stakeholders. Writing analysis papers also enhances research and writing skills, as students must gather and synthesize information from diverse sources to support their arguments effectively. Furthermore, engaging with procedure analysis fosters civic engagement and social responsibility, encouraging students to contribute to public discourse and advocate for evidence-based solutions. Are you dealing with multiple assignments all at the same time? If you’re about to address the audience, say, ‘ write a speech for me ,’ so our experts can relieve your workload.

Topic Ideas for Policy Analysis Paper

Here’s a collection of 50 thought-provoking policy analysis paper topics for your inspiration. In addition, we’d like to offer you informative essay topics for the purpose of learning and self-education.

  • The viability of a universal healthcare system: An analysis.
  • Plastic bag bans: Environmental implications examined.
  • Tax credits for renewable energy adoption: Assessing effectiveness.
  • Social security and raising the retirement age: Exploring implications.
  • Implementing a four-day workweek: Feasibility assessment.
  • Community policing strategies: Effectiveness in crime reduction.
  • Increasing the minimum wage: Consequences evaluated.
  • School voucher programs: Impact on educational equity.
  • Congestion pricing for urban areas: Benefits and drawbacks analyzed.
  • Government subsidies for electric vehicles: Effectiveness assessed.
  • Zoning laws and affordable housing availability: An investigation.
  • National carbon tax: Feasibility and impact explored.
  • Mandatory voting laws: Consequences for political participation.
  • Drug rehabilitation programs: Effectiveness in reducing recidivism.
  • Legalizing marijuana: Public health implications examined.
  • Immigration policies and cultural diversity: Assessing impact.
  • Privatizing water utilities: Consequences analyzed.
  • Anti-bullying policies in schools: Effectiveness evaluated.
  • Free college tuition programs: Benefits and drawbacks assessed.
  • Wealth tax implementation: Feasibility analysis.
  • Ride-sharing services and traditional taxi industries: Impact assessment.
  • Gender quotas in corporate leadership: Effectiveness examined.
  • National gun registry: Implications and feasibility explored.
  • Expanding nuclear energy production: Consequences evaluated.
  • Mandatory parental leave policies: Effectiveness assessment.
  • Charter school expansion: Impact on public education explored.
  • Basic income implementation: Viability and consequences assessed.
  • Affordable housing initiatives: Success factors examined.
  • Internet privacy regulations: Impact on data security analyzed.
  • Corporate tax breaks: Economic implications assessed.
  • Universal preschool programs: Long-term benefits explored.
  • Climate change adaptation policies: Effectiveness in resilience building.
  • Universal voting by mail: Implications for voter turnout examined.
  • Reducing military spending: Consequences and feasibility analyzed.
  • Workplace diversity training: Effectiveness in promoting inclusivity.
  • Renewable energy subsidies: Impact on energy independence assessed.
  • Telecommuting incentives: Feasibility and impact on traffic analyzed.
  • Carbon capture and storage initiatives: Viability and effectiveness.
  • Local food sourcing policies: Benefits for communities examined.
  • Police body camera mandates: Impact on accountability assessed.
  • Community land trust programs: Success factors and limitations.
  • Mental health parity laws: Effectiveness in improving access.
  • Corporate social responsibility regulations: Impact on sustainability.
  • Universal pre-kindergarten education: Social and economic benefits.
  • Land value tax implementation: Impact on property markets assessed.
  • Affordable childcare initiatives: Impact on workforce participation.
  • Smart city technology investments: Benefits for urban development.
  • Flexible work hour policies: Impact on productivity and well-being.
  • Prescription drug pricing regulations: Consequences for affordability.
  • Public-private partnerships for infrastructure development: Effectiveness and risks assessed.

If you need more ideas, you may want to consult our guide on argumentative essay topics , which will definitely help kickstart your creativity. 

How to Structure a Policy Analysis Paper

A policy analysis paper format demands organizing your content coherently and logically to effectively communicate your analysis and findings. Here's a typical structure you can follow:

How to Structure a Policy Analysis Paper

Introduction

  • Provide an overview of the issue or problem you're analyzing.
  • Clearly state the purpose of your analysis.
  • Introduce the policy or policies under review.
  • Provide background information to contextualize the issue.
  • State your thesis or research question.

Policy Context and Background

  • Provide more in-depth background information on the issue.
  • Describe the historical development of the policies.
  • Discuss the context in which the procedure was implemented.
  • Identify key stakeholders and their interests in the strategy.

Policy Analysis Framework

  • Explain the framework or methodology you're using to analyze the policy.
  • Define key concepts and terms relevant to your analysis.
  • Discuss any theoretical frameworks or models guiding your analysis.
  • Outline the criteria or criteria you will use to evaluate the procedure's effectiveness.

Policy Goals and Objectives

  • Identify and discuss the stated goals and objectives of the policy.
  • Evaluate the clarity and coherence of these goals.
  • Discuss any potential conflicts or contradictions among the goals.

Policy Implementation

  • Describe how the policy has been implemented in practice.
  • Discuss any challenges or barriers to implementation.
  • Evaluate the effectiveness of implementation strategies.

Policy Outcomes and Impacts

  • Assess the outcomes and impacts of the policy.
  • Evaluate the extent to which the procedure has achieved its intended goals.
  • Discuss any unintended consequences or side effects of the approach.

Policy Alternatives

  • Identify and discuss alternative policy options or approaches.
  • Evaluate the strengths and weaknesses of each alternative.
  • Discuss the potential trade-offs associated with each alternative.

Recommendations

  • Based on your analysis, provide recommendations for policymakers.
  • Discuss specific actions or changes that could improve the process.
  • Justify your recommendations with evidence from your analysis.
  • Summarize the main findings of your analysis.
  • Restate your thesis or research question.
  • Reflect on the broader implications of your analysis.
  • Discuss any limitations or areas for further research.
  • Provide a list of sources cited in your paper.
  • Follow the appropriate citation style (e.g., APA, MLA, Chicago).

Need help with the assignment at this stage? Hire writer for political essay help to save time and secure optimal academic results.

How to Write a Policy Analysis Paper

In this section, we'll cover the basics of writing a policy analysis paper. This type of paper involves breaking down complicated policy issues, figuring out how well they're working, and suggesting ways to make them better. We'll walk you through the steps, like defining the goals of the implementation, looking at how it's being put into action, and checking what effects it's having. By the end, you'll have the skills to write a clear, well-reasoned paper that can help shape policies for the better. 

How to Write a Policy Analysis Paper

Understanding the Policy Issue

Start by thoroughly understanding the policy issue or problem you're analyzing. Research its background, context, and significance. Identify key stakeholders, relevant laws or regulations, and any existing policies addressing the issue.

Defining the Scope and Purpose

Clearly define the scope and purpose of your analysis. Determine what specific aspect of the approach you'll focus on and why it's important. Clarify the goals of your analysis and what you hope to achieve with your paper. Use an expert essay writing service to streamline your effort in producing a first-class paper. 

Gathering Data and Evidence

Collect relevant data and evidence to support your analysis. This may include statistical information, case studies, expert opinions, and academic research. Use credible sources and ensure your data is accurate and up-to-date.

Analyzing the Policy

A policy analysis paper evaluates the legislative program’s effectiveness, strengths, weaknesses, and implications. Use a structured approach, such as a SWOT analysis (Strengths, Weaknesses, Opportunities, Threats) or cost-benefit analysis, to assess the procedure from multiple perspectives. Consider its intended goals, implementation strategies, outcomes, and unintended consequences. If you need help with SWOT analysis, using our analytical essay writing service is highly recommended. 

Developing Recommendations

Based on your analysis, develop clear and actionable recommendations for policymakers or stakeholders. Identify specific changes or improvements that could enhance the system’s effectiveness or address its shortcomings. Support your recommendations with evidence and reasoning.

Writing and Communicating Your Analysis

Organize your analysis into a coherent and persuasive paper. Structure your paper with an introduction, background information, analysis, recommendations, and conclusion. Use clear and concise language, avoiding jargon or technical terms unless necessary. Provide citations for your sources and evidence. Finally, ensure your paper is well-written, logically organized, and effectively communicates your insights and recommendations.

Policy Analysis Paper Example

A policy analysis paper example serves as a valuable learning tool for students by providing a concrete model to follow and reference when undertaking their own analysis assignments. By studying an example paper, students can gain insights into the structure, content, and methodology of analysis, helping them understand how to effectively frame their analysis, support their arguments with evidence, and formulate actionable recommendations.

Example 1: “Implementing Universal Basic Income”

This policy analysis paper examines the feasibility and potential impacts of implementing a Universal Basic Income (UBI) program in the United States. It explores various options for UBI design, including cost and financing considerations, labor market effects, poverty reduction potential, and administrative feasibility. By reviewing existing evidence and debates surrounding UBI, the paper aims to provide a comprehensive understanding of the opportunities and challenges associated with adopting such a program, ultimately highlighting the need for careful analysis, experimentation, and stakeholder engagement in shaping effective UBI policies.

Example 2: “Addressing Climate Change through Carbon Pricing”

This policy analysis paper examines the role of carbon pricing policies in addressing climate change, evaluating their efficacy, implementation challenges, and potential impacts. Carbon pricing mechanisms, including carbon taxes and cap-and-trade systems, aim to internalize the external costs of carbon emissions and incentivize emission reductions. The paper discusses the economic efficiency of carbon pricing in promoting innovation and investment in clean technologies while also addressing equity considerations regarding its distributional impacts on low-income households and vulnerable communities.

Writing a policy analysis paper is super important for students because it helps them learn how to tackle tough societal problems and make smart decisions. You get to sharpen your thinking skills, learn how to research thoroughly and become better at expressing yourself clearly. Plus, writing these papers helps students practice effectively communicating their ideas, which is a skill they'll need in their future careers, whether they work in government, nonprofits, or elsewhere. By digging into real-world issues, students also get a better grip on how politics, economics, and society all fit together. If you’re not committed to handling this task yourself, instruct our experts, saying, ‘ write my essay ,’ and receive the most competent help within hours. 

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What Is a Policy Analysis Paper Outline?

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Adam Jason

is an expert in nursing and healthcare, with a strong background in history, law, and literature. Holding advanced degrees in nursing and public health, his analytical approach and comprehensive knowledge help students navigate complex topics. On EssayPro blog, Adam provides insightful articles on everything from historical analysis to the intricacies of healthcare policies. In his downtime, he enjoys historical documentaries and volunteering at local clinics.

how to do a policy analysis dissertation

COMMENTS

  1. GUIDELINES FOR SUCCESSFUL POLICY ANALYSES - Harvard University

    GUIDELINES FOR SUCCESSFUL POLICY ANALYSES. Start with an overview of recommendations, methodology, and a roadmap, not with background material. Create chapter breakdowns according to findings and recommendations, not according to the steps in your research journey.

  2. (PDF) A guide to policy analysis as a research method

    Three broad orientations to policy analysis are outlined: (i) Traditional approaches aim to identify the 'best' solution, through undertaking objective analyses of possible solutions. (ii)...

  3. A guide to policy analysis as a research method - PubMed

    Three broad orientations to policy analysis are outlined: (i) Traditional approaches aim to identify the 'best' solution, through undertaking objective analyses of possible solutions. (ii) Mainstream approaches focus on the interaction of policy actors in policymaking.

  4. DISSERTATION HANDBOOK 2020-2021 - University of Maryland ...

    A public policy dissertation is an original work of research that provides insight into important theoretical questions in the field. This handbook describes the pathway to complete a dissertation at the School of Public Policy at UMBC.

  5. Methods of Analysis Policy Analysis - University of British ...

    What work does it do? Whose interests does it promote? What are its social effects? And how does the concept of policy relate to other concepts, norms or institutions within a particular society?” What is Analysis?

  6. A guide to policy analysis as a research method - Oxford Academic

    This article aimed to explain policy analysis as a valuable research method in health promotion. It summarized three key orientations to policy analysistraditional, mainstream and interpretive, and, using nutrition as an example, detailed some of the major approaches that can be used.

  7. On Doing Critical Policy Analysis - Michael W. Apple, 2019

    In my comments on this fine collection of critical policy analyses, I want to do a number of things. I shall point to the general conceptual and social orientation and commitments that provide the foundation for such research. I will then describe a number of contributions that these papers make.

  8. A guide to policy analysis as a research method — Monash ...

    Three broad orientations to policy analysis are outlined: (i) Traditional approaches aim to identify the 'best' solution, through undertaking objective analyses of possible solutions. (ii) Mainstream approaches focus on the interaction of policy actors in policymaking.

  9. Lesson 4: Policy Research - Better Thesis

    Policy Analysis – This includes a ‘best choice of comparison’ of various policies, procedures, and strategies for the purposes of choosing the most suitable one. This method of evaluation is often used in policy formulation and when defining implementation processes and strategies.

  10. How to Write a Policy Analysis Paper Step-by-Step - EssayPro

    A policy analysis paper evaluates the legislative program’s effectiveness, strengths, weaknesses, and implications. Use a structured approach, such as a SWOT analysis (Strengths, Weaknesses, Opportunities, Threats) or cost-benefit analysis, to assess the procedure from multiple perspectives.